Compliance & regulatory

They are helpful, supportive and prompt, and provides excellent seminars to keep us up-to-date on the latest developments.

Chambers UK

Our work in compliance and regulation covers a broad range of areas, from financial services regulatory advice to advice on data protection and the opportunities provided by the Legal Services Act.  Whatever the area, you will receive personal attention from one of our Partners, who will assemble a bespoke team of specialists to attend to every one of your requirements.

The area of compliance and regulation is updated with new legislation and best practice almost daily, and a significant part of our work is spent on monitoring these developments and keeping our clients informed and updated with frequent seminars and training programmes.  This ensures that our clients receive the optimum advice and most appropriate guidance to achieve their present and future objectives.

Recognised as leaders in their field our financial services regulatory lawyers have an enviable reputation in the area of financial services compliance and regulation. Our broad client base of investment managers, private banks, family offices, investment funds and corporate finance firms gives us a great breadth of experience and key insight into this fast-moving area.

We also provide compliance and regulatory advice in the non-financial services field and act for a wide range of clients including charities, governing bodies, schools and higher education institutions.


05 June 2015 Regulatory Briefing: Investment Association Publishes Statement of Principles for Investment Managers Rachel Watts
Julia Hartley
01 April 2015 Q2 Commercial Forecast David Fletcher
14 January 2015 Q1 Commercial Forecast David Fletcher
View all briefings

More information

For more information contact one of our specialist advisers above or email us at