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Our second seminar will be held on Tuesday 19 March. This seminar will cover a range of topical regulatory developments of particular relevance to the asset management sector.

Asset Management seminar - 19 March 2019

Tuesday, 19 March 2019
Venue: 20-23 Lincoln's Inn Fields, London WC2A 3ED


  • The extension of the Senior Managers & Certification Regime to solo regulated firms, covering the final rules, consideration of the "client dealing function" under the Certification Regime and the new Financial Services Register, together with guidance on transitioning to the new regime.
  • Brexit and investment management - an update on latest developments and consideration of the impacts for investment funds and asset managers.


Seminars commence at 5.30 pm (with registration from 5.15 pm)

All seminars:

  • typically last for around one hour and are followed by a drinks reception;
  • CPD – please retain a copy of the invitation for your records if you need to evidence your continuing professional development;
  • are free of charge.

There will be an opportunity for questions during each seminar, but if preferred, questions can be emailed to Grania Baird.

The contents of seminars may vary slightly to reflect then current developments.

We are happy to organise internal seminars at clients' premises on agreed topics. If this is of interest please contact Grania Baird.


If you are interested in attending this seminar, please contact:

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