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This seminar will cover a range of topical regulatory developments for financial organisations.

Financial Services: Enforcement Trends and Developments

Tuesday, 27 November 2018
Venue: Farrer & Co LLP, 20-23 Lincoln's Inn Fields, London WC2A 3ED

Programme:

  • How to prepare for an FCA/PRA visit or interview
  • Latest enforcement trends in relation to conduct of business
  • FCA focus on culture and individuals, including consideration of the Conduct Rules 

Details:

Seminars commence at 5.30 pm (with registration from 5.15 pm)
All seminars: 

  • last for one hour and are followed by a drinks reception;
  • CPD – please retain a copy of the invitation for your records if you need to evidence your continuing professional development;
  • are free of charge. 

There will be an opportunity for questions during each seminar, but if preferred, questions can be emailed to Grania Baird. 

The contents of seminars may vary slightly to reflect then current developments. 

We are happy to organise internal seminars at clients' premises on agreed topics. If this is of interest, please contact Grania Baird

RSVP

If you are interested in attending this seminar, please contact:

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