Financial Services regulatory advice

This team remains extremely popular with clients in the private banking and investment management sectors, earning praise for its fantastic industry knowledge.

Chambers & Partners

Our financial services lawyers provide advice to a varied client base of FCA and PRA regulated businesses operating in and from the UK. All of our clients benefit from our vast experience of the legal and regulatory aspects of financial services and products, as well as domestic and EU regulatory requirements.

Using our up-to-date  knowledge of the financial services sector, we advise on a wide range of issues from perimeter issues, including the need for authorisation, to advice on general conduct of business matters, as well as advice on specialist areas.  We frequently draft bespoke client facing documentation for our clients taking account of all relevant law, regulation and best practice. 

We provide our clients with regular briefings which contains regulatory updates on developments in the asset management and private banking sectors, as well as articles on topical subjects.  We also run a very well attended seminar programme for our clients and contacts.

Our personal approach is based on getting to know every client, their business and objectives so that we can always offer the best and most appropriate guidance.  We very much believe in a long-term relationship with our clients, and have acted for many of our clients for a considerable number of years which helps us to anticipate their needs and provide practical and tailored advice based on an intimate knowledge of their business.

More information

For more information contact one of our specialist advisers above or email us at

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